December 10, 2001
J.E.M. Ag
Supply, Inc., dba Farm Advantage, Inc., etal.
v. Pioneer Hi-Bred International Inc.
certiorari to the united states court of
appeals for the federal circuit
No. 991996. Argued October 3, 2001 -
Decided December 10, 2001
Respondent Pioneer Hi-Bred International, Inc. (Pioneer),
holds 17 utility patents issued under 35 U.S.C. 101 that cover
the manufacture, use, sale, and offer for sale of its inbred and
hybrid corn seed products. Pioneer sells its patented hybrid
seeds under a limited label license that allows only the
production of grain and/or forage, and prohibits using such seed
for propagation or seed multiplication or for the production or
development of a hybrid or different seed variety. Petitioner
J.E.M. Ag Supply, Inc., doing business as Farm Advantage, Inc.,
bought patented seeds from Pioneer in bags bearing the license
agreement and then resold the bags. Pioneer filed this patent
infringement suit against Farm Advantage and distributors and
customers of Farm Advantage (collectively Farm Advantage or
petitioners). Farm Advantage filed a patent invalidity
counterclaim, arguing that sexually reproducing plants, such as
Pioneers corn plants, are not patentable subject matter within
101. Farm Advantage maintained that the Plant Patent Act of 1930
(PPA) and the Plant Variety Protection Act (PVPA) set forth the
exclusive statutory means for protecting plant life because
these statutes are more specific than 101, and thus each carves
out subject matter from 101 for special treatment. The District
Court granted Pioneer summary judgment. Relying on this Courts
broad construction of 101 in Diamond v. Chakrabarty,
447 U.S. 303, the District Court held that 101 clearly
covers plant life. It also held that in enacting the PPA and the
PVPA, Congress neither expressly nor implicitly removed plants
from 101s subject matter. In particular, the District Court
noted that Congress did not implicitly repeal 101 by passing the
more specific PVPA because there was no irreconcilable conflict
between the two statutes. The Federal Circuit affirmed.
Held: Newly developed plant breeds fall within the subject
matter of 101, and neither the PPA nor the PVPA limits the scope
of 101s coverage. Pp. 421.
(a)In approaching the question presented here, this Court is
mindful that it has already recognized that 101s language is
extremely broad and has concluded that living things are
patentable under that provision, Chakrabarty, supra, at 308,
313, 315. Since 1985, the Patent and Trademark Office (PTO) has
had an unbroken practice of conferring utility patents for
plants. Nonetheless, petitioners argue that the PPA and the PVPA
are the exclusive means of protecting new varieties of plants,
and so awarding utility patents for plants upsets the scheme
contemplated by Congress. Pp. 46.
(b)Neither the PPAs original nor its recodified text
indicates that its protection for asexually reproduced plants
was intended to be exclusive. The 1930 PPA amended the general
patent provision to protect only the asexual reproduction of a
plant. And Congress 1952 revision, which placed plant patents
into a separate chapter 15, was only a housekeeping measure that
did not change the substantive rights or the relaxed
requirements for such patents. Plant patents under the PPA thus
continue to have very limited coverage and less stringent
requirements than 101 utility patents. Importantly, chapter 15
nowhere states that plant patents are the exclusive means of
granting intellectual property protection to plants. The
arguments that petitioners advance for why the PPA should
preclude assigning utility patents for plants are unpersuasive
because petitioners fail to take account of the forward-looking
perspective of the utility patent statute and the reality of
plant breeding in 1930. Pp. 613.
(c)That the PVPA specifically authorizes limited patent-like
protection for certain sexually reproduced plants does not
evidence Congress intent to deny broader 101 utility patent
protection for such plants. While the PVPA creates a
comprehensive statutory scheme with respect to its particular
protections and subject matter, giving limited protection to
plant varieties that are new, distinct, uniform, and stable,
nowhere does it restrict the scope of patentable subject matter
under 101. The PVPA contains no statement of exclusivity.
Furthermore, at the time the PVPA was enacted, the PTO had
already issued numerous utility patents for hybrid plant
processes, which reaffirms that such material was within 101s
scope. Petitioners also err in arguing that the PVPA altered
101s subject-matter coverage by implication. Repeal by
implication requires that the earlier and later statutes be
irreconcilable, Morton v. Mancari,
417 U.S. 535, 550. The differences in the requirements for,
and coverage of, utility patents and PVPA plant variety
certificates, however, do not present irreconcilable conflicts
because the requirements for a 101 utility patent are more
stringent than those for a PVP certificate, and the protections
afforded by a utility patent are greater than those afforded by
a PVP certificate. Petitioners suggestion that dual protection
cannot exist when statutes overlap and purport to protect the
same commercially valuable attribute or thing is rejected as
well. This Court has given effect to two overlapping statutes,
so long as each reaches some distinct cases, see Connecticut
Nat. Bank v. Germain,
503 U.S. 249, 253, and it has allowed dual protection in
other intellectual property cases, see, e.g., Kewanee Oil Co. v.
Bicron Corp.,
416 U.S. 470, 484. In this case, many plant varieties that
are unable to satisfy 101s stringent requirements might still
qualify for the PVPAs lesser protections. Pp. 1320.
(d)The PTO has assigned utility patents for plants for at
least 16 years, and there has been no indication from either
Congress or agencies with expertise that such coverage is
inconsistent with the PVPA or the PPA. Congress has not only
failed to pass legislation indicating that it disagrees with the
PTOs interpretation of 101; it has even recognized the
availability of utility patents for plants. P. 20.
200 F.3d 1374, affirmed.
Thomas, J., delivered the opinion of the Court, in which
Rehnquist, C.J., and Scalia, Kennedy, Souter, and Ginsburg, JJ.,
joined. Scalia, J., filed a concurring opinion. Breyer, J.,
filed a dissenting opinion, in which Stevens, J., joined.
OConnor, J., took no part in the consideration or decision of
the case.
J. E. M. AG SUPPLY, INC., dba FARM
ADVANTAGE, INC., etal., PETITIONERS
v. PIONEER HI- BRED INTERNATIONAL, INC.
on writ of certiorari to the united states
court of appeals for the federal circuit
[December 10, 2001]
Justice Thomas delivered the opinion of the Court.
This case presents the question whether utility patents may
be issued for plants under 35 U. S. C. 101 (1994 ed.), or
whether the Plant Variety Protection Act, 84 Stat. 1542, as
amended, 7 U.S.C. 2321 et seq., and the Plant Patent Act of
1930, 35 U. S. C. 161164 (1994 ed. and Supp. V), are the
exclusive means of obtaining a federal statutory right to
exclude others from reproducing, selling, or using plants or
plant varieties. We hold that utility patents may be issued for
plants.
I
The United States Patent and Trademark Office (PTO) has
issued some 1,800 utility patents for plants, plant parts, and
seeds pursuant to 35 U.S.C. 101. Seventeen of these patents are
held by respondent Pioneer Hi-Bred International, Inc.
(Pioneer). Pioneers patents cover the manufacture, use, sale,
and offer for sale of the companys inbred and hybrid corn seed
products. A patent for an inbred corn line protects both the
seeds and plants of the inbred line and the hybrids produced by
crossing the protected inbred line with another corn line. See,
e.g., U.S. Patent No. 5,506,367, col. 3, App. 42. A hybrid plant
patent protects the plant, its seeds, variants, mutants, and
trivial modifications of the hybrid. See U. S. Patent No.
5,491,295, cols. 23, id., at 2930.
Pedigree inbred corn plants are developed by crossing corn
plants with desirable characteristics and then inbreeding the
resulting plants for several generations until the resulting
plant line is homogenous. Inbreds are often weak and have a low
yield; their value lies primarily in their use for making
hybrids. See, e.g., U. S. Patent No. 5,506,367, col. 6, id., at
43 (describing the traits and applications of the inbred corn
line PHP38 by reference to the qualities exhibited in hybrid
plants created with PHP38).
Hybrid seeds are produced by crossing two inbred corn plants
and are especially valuable because they produce strong and
vibrant hybrid plants with selected highly desirable
characteristics. For instance, Pioneers hybrid corn plant 3394
is characterized by superior yield for maturity, excellent
seedling vigor, very good roots and stalks, and exceptional stay
green. U. S. Patent No. 5,491,295, cols. 23, id., at 2930.
Hybrid plants, however, generally do not reproduce true-to-type,
i.e., seeds produced by a hybrid plant do not reliably yield
plants with the same hybrid characteristics. Thus, a farmer who
wishes to continue growing hybrid plants generally needs to buy
more hybrid seed.
Pioneer sells its patented hybrid seeds under a limited label
license that provides: License is granted solely to produce
grain and/or forage. Id., at 51. The license does not extend to
the use of seed from such crop or the progeny thereof for
propagation or seed multiplication. Ibid. It strictly prohibits
the use of such seed or the progeny thereof for propagation or
seed multiplication or for production or development of a hybrid
or different variety of seed. Ibid.
Petitioner J.E.M. Ag Supply, Inc., doing business as Farm
Advantage, Inc., purchased patented hybrid seeds from Pioneer in
bags bearing this license agreement. Although not a licensed
sales representative of Pioneer, Farm Advantage resold these
bags. Pioneer subsequently brought a complaint for patent
infringement against Farm Advantage and several other
corporations and residents of the State of Iowa who are
distributors and customers for Farm Advantage (referred to
collectively as Farm Advantage or petitioners). Pioneer alleged
that Farm Advantage has for a long-time past been and still [is]
infringing one or more [Pioneer patents] by making, using,
selling, or offering for sale corn seed of the hybrids in
infringement of these patents-in-suit. Id., at 10.
Farm Advantage answered with a general denial of patent
infringement and entered a counterclaim of patent invalidity,
arguing that patents that purport to confer protection for corn
plants are invalid because sexually reproducing plants are not
patentable subject matter within the scope of 35 U.S.C. 101
(1994 ed.). App. 1213, 17. Farm Advantage maintained that the
Plant Patent Act of 1930 (PPA) and the Plant Variety Protection
Act (PVPA) set forth the exclusive statutory means for the
protection of plant life because these statutes are more
specific than 101, and thus each carves out subject matter from
101 for special treatment.(1)
The District Court granted summary judgment to Pioneer.
Relying on this Courts broad construction of 101 in Diamond v.
Chakrabarty,
447 U.S. 303 (1980), the District Court held that the
subject matter covered by 101 clearly includes plant life. 49
USPQ 2d 1813, 1817 (ND Iowa 1998). It further concluded that in
enacting the PPA and the PVPA Congress neither expressly nor
implicitly removed plants from 101s subject matter. Id., at
1819. In particular, the District Court noted that Congress did
not implicitly repeal 101 by passing the more specific PVPA
because there was no irreconcilable conflict between the PVPA
and 101. Id., at 1821.
The United States Court of Appeals for the Federal Circuit
affirmed the judgment and reasoning of the District Court. 200
F.3d 1374 (2000). We granted certiorari, 531 U.S. 1143 (2001),
and now affirm.
II
The question before us is whether utility patents may be
issued for plants pursuant to 35 U.S.C. 101 (1994 ed.). The text
of 101 provides:
Whoever invents or discovers any new and useful process,
machine, manufacture, or composition of matter, or any new and
useful improvement thereof, may obtain a patent therefor,
subject to the conditions and requirements of this title.
As this Court recognized over 20 years ago in Chakrabarty,
447 U.S., at 308, the language of 101 is extremely broad. In
choosing such expansive terms as manufacture and composition of
matter, modified by the comprehensive any, Congress plainly
contemplated that the patent laws would be given wide scope.
Ibid. This Court thus concluded in Chakrabarty that living
things were patentable under 101, and held that a manmade
micro-organism fell within the scope of the statute. As Congress
recognized, the relevant distinction was not between living and
inanimate things, but between products of nature, whether living
or not, and human-made inventions. Id., at 313.
In Chakrabarty, the Court also rejected the argument that
Congress must expressly authorize protection for new patentable
subject matter:
It is, of course, correct that Congress, not the courts,
must define the limits of patentability; but it is equally
true that once Congress has spoken it is the province and duty
of the judicial department to say what the law is. Marbury v.
Madison, 1 Cranch 137, 177 (1803). Congress has performed its
constitutional role in defining patentable subject matter in
101; we perform ours in construing the language Congress has
employed. . . . The subject-matter provisions of the patent
law have been cast in broad terms to fulfill the
constitutional and statutory goal of promoting the Progress of
Science and the useful Arts with all that means for the social
and economic benefits envisioned by Jefferson. Id., at 315.
Thus, in approaching the question presented by this case, we
are mindful that this Court has already spoken clearly
concerning the broad scope and applicability of 101.(2)
Several years after Chakrabarty, the PTO Board of Patent
Appeals and Interferences held that plants were within the
understood meaning of manufacture or composition of matter and
therefore were within the subject matter of 101. Inre Hibberd,
227 USPQ 443, 444 (1985). It has been the unbroken practice of
the PTO since that time to confer utility patents for plants. To
obtain utility patent protection, a plant breeder must show that
the plant he has developed is new, useful, and non-obvious. 35
U.S.C. 101103 (1994 ed. and Supp. V). In addition, the plant
must meet the specifications of 112, which require a written
description of the plant and a deposit of seed that is publicly
accessible. See 37 CFR 1.8011.809 (2001).
Petitioners do not allege that Pioneers patents are invalid
for failure to meet the requirements for a utility patent. Nor
do they dispute that plants otherwise fall within the terms of
101s broad language that includes manufacture or composition of
matter. Rather, petitioners argue that the PPA and the PVPA
provide the exclusive means of protecting new varieties of
plants, and so awarding utility patents for plants upsets the
scheme contemplated by Congress. Brief for Petitioners 11. We
disagree.
Considering the two plant specific statutes in turn, we find
that neither forecloses utility patent coverage for plants.
A
The 1930 PPA conferred patent protection to asexually
reproduced plants. Significantly, nothing within either the
original 1930 text of the statute or its recodified version in
1952 indicates that the PPAs protection for asexually reproduced
plants was intended to be exclusive.
Plants were first explicitly brought within the scope of
patent protection in 1930 when the PPA included plants among the
useful things subject to patents. Thus the 1930 PPA amended the
general utility patent provision, Rev. Stat. 4886, to provide:
Any person who has invented or discovered any new and
useful art, machine, manufacture or composition of matter, or
any new and useful improvements thereof, or who has invented
or discovered and asexually reproduced any distinct and new
variety of plant, other than a tuber-propagated plant, not
known or used by others in this country, before his invention
or discovery thereof, may obtain a patent therefor. Act of May
23, 1930, 1, 46 Stat. 376.
This provision limited protection to the asexual reproduction
of the plant. Asexual reproduction occurs by grafting, budding,
or the like, and produces an offspring with a genetic
combination identical to that of the single parentessentially a
clone.(3) The PPA also amended
Revised Statutes 4888 by adding, No plant patent shall be
declared invalid on the ground of noncompliance with this
section if the description is made as complete as is reasonably
possible. Id., 2, 46 Stat. 376.
In 1952, Congress revised the patent statute and placed the
plant patents into a separate chapter 15 of Title 35 entitled,
Patents for plants. 35 U.S.C. 161164.(4)
This was merely a housekeeping measure that did nothing to
change the substantive rights or requirements for a plant
patent. A plant patent(5)
continued to provide only the exclusive right to asexually
reproduce a protected plant, 163, and the description
requirement remained relaxed, 162.(6)
Plant patents under the PPA thus have very limited coverage and
less stringent requirements than 101 utility patents.
Importantly, chapter 15 nowhere states that plant patents are
the exclusive means of granting intellectual property protection
to plants. Although unable to point to any language that
requires, or even suggests, that Congress intended the PPAs
protections to be exclusive, petitioners advance three reasons
why the PPA should preclude assigning utility patents for
plants. We find none of these arguments to be persuasive.
First, petitioners argue that plants were not covered by the
general utility patent statute prior to 1930. Brief for
Petitioners 19 (If the patent laws before 1930 allowed patents
on plants then there would have been no reason for Congress to
have passed the 1930 PPA ). In advancing this argument,
petitioners overlook the state of patent law and plant breeding
at the time of the PPAs enactment. The Court in Chakrabarty
explained the realities of patent law and plant breeding at the
time the PPA was enacted: Prior to 1930, two factors were
thought to remove plants from patent protection. The first was
the belief that plants, even those artificially bred, were
products of nature for purposes of the patent law. The second
obstacle to patent protection for plants was the fact that
plants were thought not amenable to the written description
requirement of the patent law. 447 U.S., at 311312. Congress
addressed these concerns with the 1930 PPA, which recognized
that the work of a plant breeder was a patentable invention and
relaxed the written description requirement. See 12, 46 Stat.
376. The PPA thus gave patent protection to breeders who were
previously unable to overcome the obstacles described in
Chakrabarty.
This does not mean, however, that prior to 1930 plants could
not have fallen within the subject matter of 101. Rather, it
illustrates only that in 1930 Congress believed that plants were
not patentable under 101, both because they were living things
and because in practice they could not meet the stringent
description requirement. Yet these premises were disproved over
time. As this Court held in Chakrabarty, the relevant
distinction for purposes of 101 is not between living and
inanimate things, but between products of nature, whether living
or not, and human-made inventions. 447 U.S., at 313. In
addition, advances in biological knowledge and breeding
expertise have allowed plant breeders to satisfy 101s demanding
description requirement.
Whatever Congress may have believed about the state of patent
law and the science of plant breeding in 1930, plants have
always had the potential to fall within the general subject
matter of 101, which is a dynamic provision designed to
encompass new and unforeseen inventions. A rule that
unanticipated inventions are without protection would conflict
with the core concept of the patent law that anticipation
undermines patentability. Id., at 316.
Petitioners essentially ask us to deny utility patent
protection for sexually reproduced plants because it was
unforeseen in 1930 that such plants could receive protection
under 101. Denying patent protection under 101 simply because
such coverage was thought technologically infeasible in 1930,
however, would be inconsistent with the forward-looking
perspective of the utility patent statute. As we noted in
Chakrabarty, Congress employed broad general language in
drafting 101 precisely because [new types of] inventions are
often unforeseeable. Ibid.
Second, petitioners maintain that the PPAs limitation to
asexually reproduced plants would make no sense if Congress
intended 101 to authorize patents on plant varieties that were
sexually reproduced. But this limitation once again merely
reflects the reality of plant breeding in 1930. At that time,
the primary means of reproducing bred plants true-to-type was
through asexual reproduction. Congress thought that sexual
reproduction through seeds was not a stable way to maintain
desirable bred characteristics.(7)
Thus, it is hardly surprising that plant patents would protect
only asexual reproduction, since this was the most reliable type
of reproduction for preserving the desirable characteristics of
breeding. See generally E. Sinnott, Botany Principles and
Problems 266267 (1935); J. Priestley & L. Scott, Introduction to
Botany 530 (1938).
Furthermore, like other laws protecting intellectual
property, the plant patent provision must be understood in its
proper context. Until 1924, farmers received seed from the
Governments extensive free seed program that distributed
millions of packages of seed annually. See Fowler, The Plant
Patent Act of 1930: A Sociological History of its Creation, 82
J. Pat. & Tm. Off. Soc. 621, 623, 632 (2000).(8)
In 1930, seed companies were not primarily concerned with
varietal protection, but were still trying to successfully
commodify seeds. There was no need to protect seed breeding
because there were few markets for seeds. See Kloppenburg 71
(Seed companies first priority was simply to establish a market,
and they continued to view the congressional distribution as a
principal constraint).
By contrast, nurseries at the time had successfully
commercialized asexually reproduced fruit trees and flowers.
These plants were regularly copied, draining profits from those
who discovered or bred new varieties. Nurseries were the primary
subjects of agricultural marketing and so it is not surprising
that they were the specific focus of the PPA. See Fowler, supra,
at 634635; Kneen, Patent Plants Enrich Our World, National
Geographic 357, 363 (1948).
Moreover, seed companies at the time could not point to
genuinely new varieties and lacked the scientific knowledge to
engage in formal breeding that would increase agricultural
productivity. See Kloppenburg 77; Fowler, supra, at 633 (Absent
significant numbers of distinct new varieties being produced by
seed companies, variety protection through something like a
patent law would hardly have been considered a business
necessity). In short, there is simply no evidence, let alone the
overwhelming evidence needed to establish repeal by implication,
see Matsushita Elec. Industrial Co. v. Epstein, 516 U. S. 367,
381 (1996), that Congress, by specifically protecting asexually
reproduced plants through the PPA, intended to preclude utility
patent protection for sexually reproduced plants.(9)
Third, petitioners argue that in 1952 Congress would not have
moved plants out of the utility patent provision and into 161 if
it had intended 101 to allow for protection of plants. Brief for
Petitioners 20. Petitioners again rely on negative inference
because they cannot point to any express indication that
Congress intended 161 to be the exclusive means of patenting
plants. But this negative inference simply does not support
carving out subject matter that otherwise fits comfortably
within the expansive language of 101, especially when 101 can
protect different attributes and has more stringent requirements
than does 161.
This is especially true given that Congress in 1952 did
nothing to change the substantive rights or requirements for
obtaining a plant patent. Absent a clear intent to the contrary,
we are loath to interpret what was essentially a housekeeping
measure as an affirmative decision by Congress to deny sexually
reproduced plants patent protection under 101.
B
By passing the PVPA in 1970, Congress specifically authorized
limited patent-like protection for certain sexually reproduced
plants. Petitioners therefore argue that this legislation
evidences Congress intent to deny broader 101 utility patent
protection for such plants. Petitioners argument, however, is
unavailing for two reasons. First, nowhere does the PVPA purport
to provide the exclusive statutory means of protecting sexually
reproduced plants. Second, the PVPA and 101 can easily be
reconciled. Because it is harder to qualify for a utility patent
than for a Plant Variety Protection (PVP) certificate, it only
makes sense that utility patents would confer a greater scope of
protection.
1
The PVPA provides plant variety protection for:
The breeder of any sexually reproduced or tuber propagated
plant variety (other than fungi or bacteria) who has so
reproduced the variety . 7 U.S.C. 2402(a).
Infringement of plant variety protection occurs, inter alia,
if someone sells or markets the protected variety, sexually
multiplies the variety as a step in marketing, uses the variety
in producing a hybrid, or dispenses the variety without notice
that the variety is protected.(10)
Since the 1994 amendments, the PVPA also protects any variety
that is essentially derived from a protected variety,
2541(c)(1), and any variety whose production requires the
repeated use of a protected variety, 2541(c)(3). See Plant
Variety Protection Act Amendments of 1994, 9, 108 Stat. 3142.
Practically, this means that hybrids created from protected
plant varieties are also protected; however, it is not
infringement to use a protected variety for the development of a
hybrid. See 7 U.S.C. 2541(a)(4).(11)
The PVPA also contains exemptions for saving seed and for
research. A farmer who legally purchases and plants a protected
variety can save the seed from these plants for replanting on
his own farm. See 2543 ([I]t shall not infringe any right
hereunder for a person to save seed produced by the person from
seed obtained, or descended from seed obtained, by authority of
the owner of the variety for seeding purposes and use such saved
seed in the production of a crop for use on the farm of the
person ); see also Asgrow Seed Co. v. Winterboer, 513 U.S. 179
(1995). In addition, a protected variety may be used for
research. See 7 U.S.C. 2544 (The use and reproduction of a
protected variety for plant breeding or other bona fide research
shall not constitute an infringement of the protection provided
under this chapter). The utility patent statute does not contain
similar exemptions.(12)
Thus, while the PVPA creates a statutory scheme that is
comprehensive with respect to its particular protections and
subject matter, giving limited protection to plant varieties
that are new, distinct, uniform, and stable, 2402(a), nowhere
does it restrict the scope of patentable subject matter under
101. With nothing in the statute to bolster their view that the
PVPA provides the exclusive means for protecting sexually
reproducing plants, petitioners rely on the legislative history
of the PVPA. They argue that this history shows the PVPA was
enacted because sexually reproducing plant varieties and their
seeds were not and had never been intended by Congress to be
included within the classes of things patentable under Title 35.(13)
The PVPA itself, however, contains no statement that plant
variety certificates were to be the exclusive means of
protecting sexually reproducing plants. The relevant statements
in the legislative history reveal nothing more than the limited
view of plant breeding taken by some Members of Congress who
believed that patent protection was unavailable for sexually
reproduced plants. This view stems from a lack of awareness
concerning scientific possibilities.
Furthermore, at the time the PVPA was enacted, the PTO had
already issued numerous utility patents for hybrid plant
processes. Many of these patents, especially since the 1950s,
included claims on the products of the patented process, i.e.,
the hybrid plant itself. See Kloppenburg 264. Such plants were
protected as part of a hybrid process and not on their own.
Nonetheless, these hybrids still enjoyed protection under 101,
which reaffirms that such material was within the scope of 101.
2
Petitioners next argue that the PVPA altered the
subject-matter coverage of 101 by implication. Brief for
Petitioners 3336. Yet the only permissible justification for a
repeal by implication is when the earlier and later statutes are
irreconcilable. Morton v. Mancari, 417 U.S. 535, 550 (1974). The
rarity with which [the Court has] discovered implied repeals is
due to the relatively stringent standard for such findings,
namely, that there be an irreconcilable conflict between the two
federal statutes at issue. Matsushita, 516 U.S., at 381
(internal quotation marks omitted).
To be sure, there are differences in the requirements for,
and coverage of, utility patents and plant variety certificates
issued pursuant to the PVPA. These differences, however, do not
present irreconcilable conflicts because the requirements for
obtaining a utility patent under 101 are more stringent than
those for obtaining a PVP certificate, and the protections
afforded by a utility patent are greater than those afforded by
a PVP certificate. Thus, there is a parallel relationship
between the obligations and the level of protection under each
statute.
It is much more difficult to obtain a utility patent for a
plant than to obtain a plant variety certificate because a
utility patentable plant must be new, useful, and nonobvious, 35
U.S.C. 101103. In addition, to obtain a utility patent, a
breeder must describe the plant with sufficient specificity to
enable others to make and use the invention after the patent
term expires. 112. The disclosure required by the Patent Act is
the quid pro quo of the right to exclude. Kewanee Oil Co. v.
Bicron Corp., 416 U.S. 470, 484 (1974). The description
requirement for plants includes a deposit of biological
material, for example seeds, and mandates that such material be
accessible to the public. See 37 CFR 1.8011.809 (2001); see also
App. 39 (seed deposits for U.S. Patent No. 5,491,295).
By contrast, a plant variety may receive a PVP certificate
without a showing of usefulness or nonobviousness. See 7 U.S.C.
2402(a) (requiring that the variety be only new, distinct,
uniform, and stable). Nor does the PVPA require a description
and disclosure as extensive as those required under 101. The
PVPA requires a description of the variety setting forth its
distinctiveness, uniformity and stability and a description of
the genealogy and breeding procedure, when known. 7 U.S.C.
2422(2). It also requires a deposit of seed in a public
depository, 2422(4), but neither the statute nor the applicable
regulation mandates that such material be accessible to the
general public during the term of the PVP certificate. See 7 CFR
97.6 (2001).
Because of the more stringent requirements, utility patent
holders receive greater rights of exclusion than holders of a
PVP certificate. Most notably, there are no exemptions for
research or saving seed under a utility patent. Additionally,
although Congress increased the level of protection under the
PVPA in 1994, a plant variety certificate still does not grant
the full range of protections afforded by a utility patent. For
instance, a utility patent on an inbred plant line protects that
line as well as all hybrids produced by crossing that inbred
with another plant line. Similarly, the PVPA now protects any
variety whose production requires the repeated use of a
protected variety. 7 U.S.C. 2541(c)(3). Thus, one cannot use a
protected plant variety to produce a hybrid for commercial sale.
PVPA protection still falls short of a utility patent, however,
because a breeder can use a plant that is protected by a PVP
certificate to develop a new inbred line while he cannot use a
plant patented under 101 for such a purpose. See 7 U.S.C.
2541(a)(4) (infringement includes use [of] the variety in
producing (as distinguished from developing) a hybrid or
different variety therefrom). See also H.R. Rep. No. 911605,
p.11 (1970); 1 D. Chisum, Patents 1.05[2][d][i], p.549 (2001).
For all of these reasons, it is clear that there is no
positive repugnancy between the issuance of utility patents for
plants and PVP coverage for plants. Radzanower v. Touche Ross &
Co., 426 U.S. 148, 155 (1976). Nor can it be said that the two
statutes cannot mutually coexist. Ibid. Indeed, when two
statutes are capable of coexistence, it is the duty of the
courts, absent a clearly expressed congressional intention to
the contrary, to regard each as effective. Morton, 417 U.S., at
551. Here we can plainly regard each statute as effective
because of its different requirements and protections. The plain
meaning of 101, as interpreted by this Court in Chakrabarty,
clearly includes plants within its subject matter. The PPA and
the PVPA are not to the contrary and can be read alongside 101
in protecting plants.
3
Petitioners also suggest that even when statutes overlap and
purport to protect the same commercially valuable attribute of a
thing, such dual protection cannot exist. Brief for Petitioners
4445. Yet this Court has not hesitated to give effect to two
statutes that overlap, so long as each reaches some distinct
cases. See Connecticut Nat. Bank v. Germain, 503 U. S. 249, 253
(1992) (statutes that overlap do not pose an either-or
proposition where each confers jurisdiction over cases that the
other does not reach). Here, while utility patents and PVP
certificates do contain some similar protections, as discussed
above, the overlap is only partial.
Moreover, this Court has allowed dual protection in other
intellectual property cases. Certainly the patent policy of
encouraging invention is not disturbed by the existence of
another form of incentive to invention. In this respect the two
systems [trade secret protection and patents] are not and never
would be in conflict. Kewanee Oil, 416 U.S., at 484; see also
Mazer v. Stein, 347 U.S. 201, 217 (1954) (the patentability of
an object does not preclude the copyright of that object as a
work of art). In this case, many plant varieties that are unable
to satisfy the stringent requirements of 101 might still qualify
for the lesser protections afforded by the PVPA.
III
We also note that the PTO has assigned utility patents for
plants for at least 16 years and there has been no indication
from either Congress or agencies with expertise that such
coverage is inconsistent with the PVPA or the PPA. The Board of
Patent Appeals and Interferences, which has specific expertise
in issues of patent law, relied heavily on this Courts decision
in Chakrabarty when it interpreted the subject matter of 101 to
include plants. Inre Hibberd, 227 USPQ 443 (1985). This highly
visible decision has led to the issuance of some 1,800 utility
patents for plants. Moreover, the PTO, which administers 101 as
well as the PPA, recognizes and regularly issues utility patents
for plants. In addition, the Department of Agricultures Plant
Variety Protection Office acknowledges the existence of utility
patents for plants.
In the face of these developments, Congress has not only
failed to pass legislation indicating that it disagrees with the
PTOs interpretation of 101, it has even recognized the
availability of utility patents for plants. In a 1999 amendment
to 35 U.S.C. 119, which concerns the right of priority for
patent rights, Congress provided: Applications for plant
breeders rights filed in a WTO [World Trade Organization] member
country shall have the same effect for the purpose of the right
of priority as applications for patents, subject to the same
conditions and requirements of this section as apply to
applications for patents. 35 U.S.C. 119(f) (1994 ed., Supp. V).
Crucially, 119(f) is part of the general provisions of Title 35,
not the specific chapter of the PPA, which suggests a
recognition on the part of Congress that plants are patentable
under 101.
IV
For these reasons, we hold that newly developed plant breeds
fall within the terms of 101, and that neither the PPA nor the
PVPA limits the scope of 101s coverage. As in Chakrabarty, we
decline to narrow the reach of 101 where Congress has given us
no indication that it intends this result. 447 U.S., at 315316.
Accordingly, we affirm the judgment of the Court of Appeals.
It is so ordered.
Justice OConnor took no part in the consideration or decision
of this case.
J. E. M. AG SUPPLY, INC., dba FARM
ADVANTAGE, INC., et al, PETITIONERS
v. PIONEER HI-BRED INTERNATIONAL, INC.
on writ of certiorari to the united states
court of appeals for the federal circuit
[December 10, 2001]
Justice Scalia, concurring.
This case presents an interesting and difficult point of
statutory construction, seemingly pitting against each other two
perfectly valid canons of interpretation: (1) that statutes must
be construed in their entirety, so that the meaning of one
provision sheds light upon the meaning of another; and (2) that
repeals by implication are not favored. I think these sensible
canons are reconcilable only if the first of them is limited by
the second. That is to say, the power of a provision of law to
give meaning to a previously enacted ambiguity comes to an end
once the am-biguity has been authoritatively resolved. At that
point, use of the later enactment produces not clarification
(governed by the first canon) but amendment (governed by the
second).
In the present case, the only ambiguity that could have been
clarified by the words added to the utility patent statute by
the Plant Patent Act of 1930 (PPA) is whether the term
composition of matter included living things. The newly enacted
provision for plants invited the conclusion that this term which
preceded it did not include living things. (The term matter,
after all, is sometimes used in a sense that excludes living
things. See Websters New International Dictionary 1515 (2d ed.
1950): Physical substance as made up of chemical elements and
distinguished from incorporeal substance, action, qualities,
etc.Matter is inert, senseless, and lifeless. Johnson.) It is
important to note that this is the only way in which the new PPA
language could have clarified the ambiguity: There was no way in
which composition of matter could be regarded as a category
separate from plants, but not separate from other living things.
Stare decisis, however, prevents us from any longer regarding
as an open question as ambiguous whether composition of matter
includes living things. Diamond v. Chakrabarty, 447 U.S. 303,
312313 (1980), holds that it does. As the case comes before us,
therefore, the language of the PPAif it is to have any effect on
the outcomemust do so by way of amending what we have held to be
a statute that covers living things (and hence covers plants).
At this point the canon against repeal by implication comes into
play, and I agree with the Court that it determines the outcome.
I therefore join the opinion of the Court.
J. E. M. AG SUPPLY, INC., dba FARM
ADVANTAGE, INC., et al, PETITIONERS
v. PIONEER HI-BRED INTERNATIONAL, INC.
on writ of certiorari to the united states
court of appeals for the federal circuit
[December 10, 2001]
Justice Breyer, with whom Justice Stevens joins, dissenting.
The question before us is whether the words manufacture or
compositions of matter contained in the utility patent statute,
35 U.S.C. 101 (1994 ed.) (Utility Patent Statute), cover plants
that also fall within the scope of two more specific statutes,
the Plant Patent Act of 1930 (PPA), 35 U.S.C. 161 et seq. (1994
ed. and Supp. V), and the Plant Variety Protection Act (PVPA), 7
U.S.C. 2321 et seq. I believe that the words manufacture or
composition of matter do not cover these plants. That is because
Congress intended the two more specific statutes to exclude
patent protection under the Utility Patent Statute for the
plants to which the more specific Acts directly refer. And, as
the Court implicitly recognizes, this Court neither considered,
nor decided, this question in Diamond v. Chakrabarty, 447 U.S.
303 (1980). Consequently, I dissent.
I
Respondent and the Government claim that Chakrabarty controls
the outcome in this case. This is incorrect, for Chakrabarty
said nothing about the specific issue before us. Chakrabarty, in
considering the scope of the Utility Patent Statutes language
manufacture, or composition of matter, 35 U.S.C. 101 (1994 ed.),
asked whether those words included such living things as
bacteriaa substance to which neither of the two specific plant
Acts refers. 447 U.S., at 313314. The Court held that the
Utility Patent Statute language included a new bacterium because
it was a nonnaturally occurring manufacture or composition of
matter that was not natures handiwork. Id., at 309310. It quoted
language from a congressional Committee Report indicating that
Congress intended statutory subject matter to include anything
under the sun that is made by man. Id., at 309 (quoting S.Rep.
No. 1979, 82d Cong., 2d Sess., 5 (1952); H.R. Rep. No. 1923, 82d
Cong., 2d Sess., 6 (1952)). But it nowhere said or implied that
this Utility Patent Statute language also includes the very
subject-matter with which the two specific statutes deal, namely
plants. Whether a bacterium technically speaking is, or is not,
a plant, the Court considered it a life form, and not the kind
of plant that the two specific statutes had in mind. 447 U.S.,
at 314 (noting that the PVPA specifically excluded bacteria, and
that the Court of Customs and Patent Appeals had held that
bacteria were not plants for purposes of the PPA).
The Court did consider a complicated argument that sought
indirectly to relate the two specific plant statutes to the
issue before it. That argument went roughly as follows: (1)
Congress enacted two special statutes related to plants. (2)
Even though those two statutes do not cover bacteria, the fact
that Congress enacted them shows that Congress thought the
Utility Patent Statutes language (manufacture, or composition of
matter) did not cover any living thing, including bacteria. (3)
Congress consequently must have intended the two special Acts to
provide exclusive protection for all forms of life whether they
do, or do not, count as the kinds of plants to which the
specific statutes refer.
The Court, in reply, wrote that Congress, when enacting the
specific statutes, might have (wrongly) believed that the
Utility Patent Statute did not apply to plants, probably because
Congress thought that plants were natural products, not human
products. Id., at 311. It added that Congress also might have
believed that it was too difficult for plant inventors to meet
patent laws ordinary written description requirement. Id., at
312. In addition, the Court pointed out that the relevant
distinction between unpatentable and patentable subject matter
was not between living and inanimate things, but rather between
products of nature and human-made inventions. Id., at 312313. As
such, the bacteria at issue were patentable because they were
products of human invention. And the Court concluded that
nothing in Congress decision to exclude bacteria from the PVPA
supported petitioners position, namely that Congress intended no
utility patent protection for any living thing. Id., at 313314.
Neither this refutation nor the argument itself decides the
question here. That question is not about general coverage for
matters that the special statutes do not mention (namely,
nonplant life forms such as bacteria). It is about general
coverage for matters to which the special plant statutes do
refer (namely, plants). Chakrabarty neither asked, nor answered,
this latter question, the question now before us. And nothing in
the Courts opinion indicates the contrary.
II
The critical question, as I have said, is whether the two
specific plant statutes embody a legislative intent to deny
coverage under the Utility Patent Statute to those plants to
which the specific plant statutes refer. In my view, the first
of these statutes, the PPA, reveals precisely that intent. And
nothing in the later history of either the Utility Patent
Statute or the PVPA suggests the contrary.
As initially enacted in 1930, the PPA began by amending the
Utility Patent Statute to read as follows:
Any person who has invented or discovered any new and
useful art, machine, manufacture, or composition of matter, or
any new and useful improvements thereof, or who has invented
or discovered and asexually reproduced any distinct and new
variety of plant, other than a tuber-propagated plant may
obtain a patent therefor[e]. Rev. Stat. 4886, as amended by
Act of May 23, 1930, 1, 46 Stat. 376. (language added by the
PPA italicized).
This language refers to all plants. It says that an
inventorin principlecan obtain a patent on any plant (the
subject matter of the patent) that meets three requirements. It
must be distinct; it must be new; and on one or more occasions
it must have been asexually reproduced, e.g., reproduced by
means of a graft.
This last-mentioned graft requirement does not separate (1)
those plants that can reproduce through grafting from (2) those
plants that can reproduce by seed. The two categories are not
mutually exclusive. P. Raven, R. Evert, & S. Eichhorn, Biology
of Plants 179180, 255 (6th ed. 1999). Many plantsperhaps
virtually any plantcan be reproduced asexually as well as by
seed. S. Rep. No. 315, 71st Cong., 2d Sess., 5 (1930). Rather,
the asexual reproduction requirement sought to ensure that the
inventor was capable of reproducing the new variety asexually
(through a graft) because that fact would guarantee that the
varietys new characteristics had genetic (rather that, say,
environmental) causes and would prove genetically stable over
time. See ibid. (A plant patent covers only the exclusive right
of asexual reproduction, and obviously it would be futile to
grant a patent for a new and distinct variety unless the variety
had been demonstrated to be susceptible to asexual
reproduction); cf. Dunn v. Ragin, 50 USPQ 472, 474 (1941)
(noting that asexual reproduction determine[s] that the progeny
in fact possess the characteristic or characteristics which
distinguish it as a new variety).
Although the section defining the PPAs coverage does not
limit its scope to plants that reproduce primarily through
grafting, a later section does so limit the protection that it
offers. That section specifies that the patent holder will
receive the exclusive right to asexually reproduce the plant,
e.g., the right to reproduce it through grafting, but he will
not receive an exclusive right to reproduce the plant sexually,
i.e., the right to reproduce it through seeds. 46 Stat. 376. And
this is true regardless of whether the patent holder could
reproduce true to type offspring through seeds. See S.Rep. No.
315, at 4 (On the other hand, [the PPA] does not give any patent
protection to the right of propagation of the new variety by
seed, irrespective of the degree to which the seedlings come
true to type). This was a significant limitation because, the
Courts contrary claim notwithstanding, ante, at 10, and n. 7, it
was readily apparent in 1930 that a plants desirable
characteristics could be preserved through reproduction by seed.
See Fowler, The Plant Patent Act of 1930: A Sociological History
of its Creation, 82 J. Pat. & Tm. Off. Soc. 621, 635, 644
(2000).
In sum, the PPA permits patenting of new and distinct
varieties of (1) plants that breeders primarily reproduce
through grafts (say, apple trees), (2) plants that breeders
primarily reproduce through seeds (say, corn), and (3) plants
that reproduce both ways (say, violets). See C. Chong, Plant
Propagation, reprinted in 1 CRC Handbook of Plant Science in
Agriculture 9192, 94, 104 (B. Christie & A. Hanson eds., 1987);
Raven, Evert, & Eichhorn, supra, at 179. But, because that
statute left plant buyers free to keep, to reproduce, and to
sell seeds, the statute likely proved helpful only to those in
the first category. Both the PPAs legislative history and the
earliest patents granted under the Act fully support this
interpretation. See S.Rep. No. 315, at 3 (explaining that
varieties that resul[t] from seedlings of cross pollenization of
two species were patentable under the Act); Plant Patent Nos.
12, 56, 811 (roses); Plant Patent Nos. 7, 15 (peach trees).
Given these characteristics, the PPA is incompatible with the
claim that the Utility Patent Statutes language (manufacture, or
composition of matter) also covers plants. To see why that is
so, simply imagine a plant breeder who, in 1931, sought to
patent a new, distinct variety of plant that he invented but
which he has never been able to reproduce through grafting,
i.e., asexually. Because he could not reproduce it through
grafting, he could not patent it under the more specific terms
of the PPA. Could he nonetheless patent it under the more
general Utility Patent Statute language manufacture, or
composition of matter?
Assume the court that tried to answer that question was
prescient, i.e., that it knew that this Court, in Chakrabarty,
447 U.S., at 311312, would say that the Utility Patent Statute
language (manufacture, or composition of matter) in principle
might cover anything under the sun, including bacteria. Such a
prescient court would have said that the Utility Patent Statute
did cover plants had the case reached it in 1929, before
Congress enacted the more specific 1930 law. But how could any
court decide the case similarly in 1931 after enactment of the
1930 amendment? To do so would virtually nullify the PPAs
primary conditionthat the breeder have reproduced the new
characteristic through a graftreading it out of the Act.
Moreover, since the Utility Patent Statute would cover, and
thereby forbid, reproduction by seed, such a holding would also
have read out of the statute the PPAs more limited list of
exclusive rights. Consequently, even a prescient court would
have had to say, as of 1931, that the 1930 Plant Patent Act had,
in amending the Utility Patent Statute, placed the subject
matter of the PPAnamely plantsoutside the scope of the words
manufacture, or composition of matter. See United States v.
Estate of Romani, 523 U.S. 517, 530533 (1998) (holding that a
later, specific statute trumps an earlier, more general
statute).
Nothing that occurred after 1930 changes this conclusion. In
1952, the Utility Patent Statute was recodified, and the PPA
language I have quoted was given its own separate place in the
Code. See 35 U.S.C. 161 et seq. (1994 ed. and Supp. V). As
Pioneer itself concedes, that change was not substantive. Brief
for Respondent 7, see also ante, at 7. Indeed, as recodified the
PPA still allows a breeder to obtain a patent when he invents or
discovers and asexually reproduces any distinct and new variety
of plant, 35 U.S.C. 161 (1994 ed.) (emphasis added), but it only
allows the patent holder to exclude others from asexually
reproducing the plant or selling or using the plant so
reproduced, 163 (emphasis added).
Nor does the enactment of the Plant Variety Protection Act of
1970, change the conclusion. The PVPA proved necessary because
plant breeders became capable of creating new and distinct
varieties of certain crops, corn for example, that were valuable
only when reproduced through seedsa form of reproduction that
the earlier Act freely permitted. See S.Rep. No. 911246, pp.23
(1970). Just prior to its enactment a special Presidential
Commission, noting the special problems that plant protection
raised and favoring the development of a totally new plant
protection scheme, had recommended that [a]ll provisions in the
patent statute for plant patents be deleted . Presidents
Commission on the Patent System, To Promote the Progress of
Useful Arts, S. Doc. No. 5, 90th Cong., 1st Sess., 2021 (1967)
(hereinafter S. Doc.). Instead Congress kept the PPA while
adding the PVPA. The PVPA gave patent-like protection (for 20
years) to plants reproduced by seed, and it excluded the PPAs
requirement that a breeder have asexually reproduced the plant.
7 U.S.C. 2402, 2483. It imposed certain specific requirements.
2402 (variety must be new, distinct, uniform, and stable). And
it provided the breeder with an exclusive right to sell, offer
to sell, reproduce, import, or export the variety, including the
seeds. 2483.
At the same time, the PVPA created two important exceptions.
The first provided that a farmer who plants his fields with a
protected plant shall not infringe any right hereunder by saving
the seeds and planting them in future years. 2543. The second
permitted use and reproduction of a protected variety for plant
breeding or other bona fide research. 2544.
Nothing in the history, language, or purpose of the 1970
statute suggests an intent to reintroduce into the scope of the
general words manufacture, or composition of matter the subject
matter that the PPA had removed, namely plants. To the contrary,
any such reintroduction would make meaningless the two
exceptionsfor planting and for researchthat Congress wrote into
that Act. It is not surprising that no party argues that passage
of the PVPA somehow enlarged the scope of the Utility Patent
Statute.
III
The Court replies as follows to the claim that its reading of
the Utility Patent Statute nullifies the PPAs limitation of
protection to plants produced by graft and the PVPAs exemptions
for seeds and research: (1) The Utility Patent Statute applies
only to plants that are useful, novel, nonobvious, and for which
the inventor provides an enabling written description of the
invention. 35 U.S.C. 101, 102, 103, 112 (1994 ed. and Supp. V).
(2) The PVPA applies to plants that are novel, distinct,
uniform, and stable. 7 U.S.C. 2402. (3) The second set of
criteria seem slightly easier to meet, as they do not include
nonobviousness and a written description (Pioneer does not argue
that the useful requirement is significant). (4) And Congress
could reasonably have intended the planting and research
exceptions to apply only to the set of plants that can meet the
easier, but not the tougher, criteria.
I do not find this argument convincing. For one thing, it is
not clear that the general patent law requirements are
significantly tougher. Counsel for Pioneer stated at oral
argument that there are many more PVP certificates than there
are plant patents. But he added that the major difference in
criteria is the difference between the utility patent laws
nonobviousness requirement and the specific Acts requirement of
newnessa difference that may reflect the Patent Offices more
rigorous examination process. See Tr. of Oral Arg. 26, 30. But
see S. Doc., at 2021 (suggesting little difference because
patent office tends to find nonobviousness as long as the plant
is deemed new by the Department of Agriculture).
In any case, there is no relationship between the criteria
differences and the exemptions. Why would anyone want to limit
the exemptionsrelated to seedplanting and researchonly to those
new plant varieties that are slightly less original? Indeed, the
research exemption would seem more useful in respect to more
original, not less original, innovation. The Court has advanced
no sound reason why Congress would want to destroy the
exemptions in the PVPA that Congress created. And the Courts
reading would destroy those exemptions.
The Court and Justice Scalias concurrence also rely upon the
interpretive canon that disfavors repeal by implication. The
Court, citing Matsushita Elec. Industrial Co. v. Epstein, 516
U.S. 367 (1996), says that there is simply no evidence that the
PPA was meant to preclude 101 protection for sexually reproduced
plants. Ante, at 1112. But reliance on the canon of implied
repeal is misplaced. The canon has traditionally been embraced
when a party claims that a later statutethat does not actually
modify an earlier statuteimplicitly repeals the earlier
legislation. E.g., 516 U.S., at 380381. That canon has no
relevance to the PPAwhich explicitly amended the Utility Patent
Statute by limiting protection to plants produced by graft. Even
were that not so, the Court has noted that a later, more
specific statute will ordinarily trump the earlier, more general
one. See United States v. Estate of Romani, 523 U.S., at 530533.
Regardless, canons are not mandatory rules. They are guides
to help courts determine likely legislative intent. See
Chickasaw Nation v. United States, 534 U.S. ___ (2001); see also
Circuit City Stores, Inc. v. Adams, 532 U.S. 105, 115 (2001);
id., at 137140 (Souter, J., dissenting). And that intent is
critical. Those who write statutes seek to solve human problems.
Fidelity to their aims requires us to approach an interpretive
problem not as if it were a purely logical game, like a Rubiks
Cube, but as an effort to divine human intent that underlies the
statute. Here that effort calls not for an appeal to canons, but
for an analysis of language, structure, history, and purpose.
Those factors make clear that the Utility Patent Statute does
not apply to plants. Nothing in Chakrabarty holds to the
contrary.
For these reasons, I dissent
FOOTNOTES
Footnote 1
Petitioners favor a holding that the PVPA is the only means
of protecting these corn plants primarily because the PVPAs
coverage is generally less extensive and the hybrid seeds at
issue do not have PVPA protection. App. 14. Most notably, the
PVPA provides exemptions for research and for farmers to save
seed from their crops for replanting. See, infra, at 14. Utility
patents issued for plants do not contain such exemptions.
Footnote 2
Justice Breyer argues that Diamond v. Chakrabarty, 447 U.S.
303, 315 (1980), cannot determine the outcome of this case
because it did not answer the precise question presented. See
post, at 13 (dissenting opinion). But this simply misses the
mark. Chakrabarty broadly interpreted the reach of 101. This
interpretation is surely germane to the question whether
sexually reproduced plants fall within the subject matter of
101. In addition, Chakrabartys discussion of the PPA and the
PVPA is relevant to petitioners primary arguments against
utility patent protection for sexually reproduced plants. See
447 U.S., at 310314; see also infra, at 89.
Footnote 3
By contrast, sexual reproduction occurs by seed and sometimes
involves two different plants.
Footnote 4
The PPA, as amended, provides: Whoever invents or discovers
and asexually reproduces any distinct and new variety of plant,
including cultivated sports, mutants, hybrids, and newly found
seedlings, other than a tuber propagated plant or a plant found
in an uncultivated state, may obtain a patent therefor, subject
to the conditions and requirements of this title. 35 U. S. C.
161.
Footnote 5
Patents issued under 161 are referred to as plant patents,
which are distinguished from 101 utility patents and 171 design
patents.
Footnote 6
To obtain a plant patent under 161 a breeder must meet all of
the requirements for 101, except for the description
requirement. See 162 (No plant patent shall be declared invalid
for noncompliance with section 112 [providing for written
description] of this title if the description is as complete as
is reasonably possible).
Footnote 7
The Senate Report accompanying the bill notes: All such
plants must be asexually reproduced in order to have their
identity preserved. This is necessary since seedlings either of
chance or self-pollenization from any of these would not
preserve the character of the individual. S. Rep. No. 315, 71st
Cong., 2d Sess., 3 (1930) (hereinafter S.Rep.).
This report, like the text, indicates Congress intent to
limit plant patent coverage to asexual reproduction, but
explains that this limitation recognizes a practical
situationi.e., that propagation by seeds does not preserve the
character of the original. See id., at 4 ([T]he patent right
granted is a right to propagate the new variety by asexual
reproduction. It does not include the right to propagate by
seeds. This limitation in the right granted recognizes a
practical situation and greatly narrows the scope of the bill).
The limitation to asexual reproduction was a recognition of the
practical situation that seedlings did not reproduce
true-to-type. An exclusive right to asexual reproduction was the
only type of coverage needed and thought possible given the
state of plant breeding at the time.
Footnote 8
At its high point in 1897, over 20 million packages of seed
were distributed to farmers. See N. Klose, Americas Crop
Heritage 98 (1950). Even at the time the program was eliminated
in 1924, it was the third largest line item in the Department of
Agricultures budget. See J. Kloppenburg, First the Seed: The
Political Economy of Plant Biotechnology 14922000, p.71 (1988)
(hereinafter Kloppenburg).
Footnote 9
The dissent relies on United States v. Estate of Romani, 523
U.S. 517 (1998), for the proposition that a later, more specific
statute trumps an earlier, more general one. See post, at 10.
Yet in Estate of Romani this purported rule was applied because
the meaning of the earlier statute was unresolved. 523 U.S., at
530. The Court noted that despite the age of the statute, and
despite the fact that it has been the subject of a great deal of
litigation, its meaning had not been definitively established.
Id., at 529. By contrast, the statutory terms manufacture or
composition of matter were not similarly unresolved at the time
the PPA was passed. In addition, these subject matter terms have
been interpreted broadly to evolve with developments in science
and technology. See Chakrabarty, 447 U.S., at 315. Moreover,
even in Estate of Romani, the Court considered that there was no
plain inconsistency between the earlier and later statutes. 523
U.S., at 533.
Footnote 10
7 U.S.C. 2541(a), which provides in full:
(a) Acts constituting infringement
Except as otherwise provided in this subchapter, it shall be
an infringement of the rights of the owner of a protected
variety to perform without authority, any of the following acts
in the United States, or in commerce which can be regulated by
Congress or affecting such commerce, prior to expiration of the
right to plant variety protection but after either the issue of
the certificate or the distribution of a protected plant variety
with the notice under section 2567 of this title:
(1) sell or market the protected variety, or offer it or
expose it for sale, deliver it, ship it, consign it, exchange
it, or solicit an offer to buy it, or any other transfer of
title or possession of it;
(2) import the variety into, or export it from, the United
States;
(3) sexually multiply, or propagate by a tuber or part of a
tuber, the variety as a step in marketing (for growing purposes)
the variety;
(4) use the variety in producing (as distinguished from
developing) a hybrid or different variety therefrom;
(5) use seed which had been marked Unauthorized Propagation
Prohibited or Unauthorized Seed Multiplication Prohibited or
progeny thereof to propagate the variety;
(6) dispense the variety to another, in a form which can be
propagated, without notice as to being a protected variety under
which it was received;
(7) condition the variety for the purpose of propagation,
except to the extent that the conditioning is related to the
activities permitted under section 2543 of this title;
(8) stock the variety for any of the purposes referred to in
paragraphs (1) through (7);
(9) perform any of the foregoing acts even in instances in
which the variety is multiplied other than sexually, except in
pursuance of a valid United States plant patent; or
(10) instigate or actively induce performance of any of the
foregoing acts.
Footnote 11
It is, however, infringement of a utility patent to use a
protected plant in the development of another variety. See
infra, at 18.
Footnote 12
The dissent argues that our reading would destroy the PVPAs
exemptions. Post, at 9. Yet such bold predictions are belied by
the facts. According to the Government, over 5,000 PVP
certificates have been issued, as compared to about 1,800
utility patents for plants. Tr. of Oral Arg. 41. Since 1985 the
PTO has interpreted 101 to include utility patents for plants
and there is no evidence that the availability of such patents
has rendered the PVPA and its specific exemptions obsolete.
Footnote 13
Petitioners point to a House Report that concluded:
Under patent law, protection is presently limited to those
varieties of plants which reproduce asexually, that is, by such
methods as grafting or budding. No protection is available to
those varieties of plants which reproduce sexually, that is,
generally by seeds. H. R. Rep. No. 911605, p.1 (1970); Brief for
Petitioners 40.
Certiorari to the United States
Court of Appeals for the Ffederal Circuit
N4043
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